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Securities Industry and Financial Markets Association
Results: 602

#	Item
391	360 Madison Avenue New York, NY[removed]Tel: [removed]Web: www.icsa.bz September 8, 2008 Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 08:47:39 Financial markets Securities Financial services Stock market U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association International Organization of Securities Commissions Broker-dealer Securities research Financial economics Financial system Finance
392	Microsoft Word - Document2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-23 10:33:08 Bonds Securities Securities Industry and Financial Markets Association Stock market Kimbrough Merrill Lynch Colette Bussey Financial economics Investment Finance
393	MEMORANDUM TO: File Nos. S7-34-10, S7-06-11, S7-25-11, S7-40-11, S7-08-12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-22 15:07:46 Bonds Securities Securities Industry and Financial Markets Association Stock market Annette Nazareth Wardwell Repurchase agreement Financial economics Investment Finance
394	Microsoft Word - ComLtrSECHdgFndProposalsgjq_2_3-9-07 clean.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-12 11:27:16 Hedge fund Accredited investor Institutional investor Collective investment scheme Securities Industry and Financial Markets Association Investor Regulation D U.S. Securities and Exchange Commission Specialized investment fund Financial economics Investment Finance
395	September 8, 2008 Submitted Electronically via www.regulations.gov Ms. Florence E. Harmon Acting Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:24:09 Financial markets United States Securities and Exchange Commission United States securities law Financial services 73rd United States Congress Broker-dealer Securities Industry and Financial Markets Association Short U.S. Securities and Exchange Commission Financial economics Finance Financial system
396	Memorandum from the Office of the Chairman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-18 09:40:32 Financial markets Securities Bonds Securities Industry and Financial Markets Association Bear Stearns Securities Exchange Act Broker-dealer Financial economics Investment Finance
397	April 17, 2014 By Electronic Mail to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 09:10:19 Financial system Securities Bonds Securities Industry and Financial Markets Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative ACT Financial economics United States securities law Investment
398	STIFEL FINANCIAL Ronald J. Kruszewski Chainnan, President and Chief Executive Officer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 09:54:17 Securities Bonds Securities Industry and Financial Markets Association Financial adviser Internet privacy Privacy U.S. Securities and Exchange Commission Financial economics Investment Finance
399	February 14, 2008 Via Electronic Mail ([removed]) Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-15 15:05:26 Finance Regulation NMS Financial Industry Regulatory Authority Consolidated Tape Association U.S. Securities and Exchange Commission Securities Exchange Act Rebate Securities Industry and Financial Markets Association ACT Financial markets Financial economics Investment
400	MEMORANDUM TO: File Number S7-08-12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-20 10:01:06 Investment Systemic risk Financial risk Liquidity risk Basel III Market liquidity Basel II Federal Reserve System Securities Industry and Financial Markets Association Financial economics Financial markets Finance

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